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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
LEO HOLDINGS CORP.
(Name of Issuer)
Class A ordinary shares, par value $0.0001 per share
(Title of Class of Securities)
G5463L121
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
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1 |
Name of Reporting Persons. | |||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
5 |
Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person (See Instructions) | |||
Item 1. | ||
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(a) |
Name of Issuer |
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(b) |
Address of Issuers Principal Executive Offices 21 Grosvenor Place, London, SW1X 7HF |
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Item 2. | ||
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(a) |
Name of Person Filing This statement is filed by (i) Apollo A-N Credit Fund (Delaware), L.P. (A-N Credit); (ii) Apollo A-N Credit Management, LLC (A-N Credit Management); (iii) Apollo Credit Strategies Master Fund Ltd. (Credit Strategies); (iv) Apollo ST Fund Management LLC (ST Management); (v) Apollo ST Operating LP (ST Operating); (vi) Apollo ST Capital LLC (ST Capital); (vii) ST Management Holdings, LLC (ST Management Holdings); (viii) Apollo Capital Management, L.P. (Capital Management); (ix) Apollo Capital Management GP, LLC (Capital Management GP); (x) Apollo Management Holdings, L.P. (Management Holdings); and (xi) Apollo Management Holdings GP, LLC (Management Holdings GP). The foregoing are collectively referred to herein as the Reporting Persons.
A-N Credit and Credit Strategies each hold securities of the Issuer. A-N Credit Management serves as the investment manager for A-N Credit. ST Management serves as the investment manager for Credit Strategies. ST Operating is the sole member of ST Management. The general partner of ST Operating is ST Capital. ST Management Holdings is the sole member of ST Capital.
Capital Management serves as the sole member-manager of A-N Credit Management and ST Management Holdings. Capital Management GP serves as the general partner of Capital Management. Management Holdings serves as the sole member and manager of Capital Management GP, and Management Holdings GP serves as the general partner of Management Holdings. |
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(b) |
Address of Principal Business Office or, if none, Residence |
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(c) |
Citizenship |
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(d) |
Title of Class of Securities | |||
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(e) |
CUSIP Number | |||
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Item 3. |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | ||||
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Not applicable. | ||||
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Item 4. |
Ownership. | ||||
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(a) |
Amount beneficially owned: | |||
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A-N Credit: |
702,626 |
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A-N Credit Management: |
702,626 |
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Credit Strategies: |
195,174 |
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ST Management: |
195,174 |
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ST Operating: |
195,174 |
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ST Capital: |
195,174 |
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ST Management Holdings: |
195,174 |
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Capital Management: |
897,800 |
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Capital Management GP: |
897,800 |
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Management Holdings: |
897,800 |
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Management Holdings GP: |
897,800 |
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A-N Credit and Credit Strategies each disclaim beneficial ownership of Ordinary Shares reported in this report not owned of record by such Reporting Persons. The other Reporting Persons, and Messrs. Leon Black, Joshua Harris and Marc Rowan, the managers, as well as executive officers, of Management Holdings GP, each disclaim beneficial ownership of all Ordinary Shares included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
A-N Credit and Credit Strategies also hold redeemable warrants to purchase Ordinary Shares at a price of $11.50 per share. The warrants are not currently exercisable within 60 days of this report and therefore neither the warrants nor the Ordinary Shares underlying those warrants are included in this report. | |||
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(b) |
Percent of class: | |||
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A-N Credit: |
3.5% |
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A-N Credit Management: |
3.5% |
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Credit Strategies: |
1.0% |
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ST Management: |
1.0% |
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ST Operating: |
1.0% |
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ST Capital: |
1.0% |
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ST Management Holdings: |
1.0% |
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Capital Management: |
4.5% |
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Capital Management GP: |
4.5% |
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Management Holdings: |
4.5% |
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Management Holdings GP: |
4.5% |
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The percentage amounts are based on 20,000,000 Ordinary Shares outstanding as of November 9, 2018, as disclosed in the Issuers Form 10-Q filed on November 9, 2018. | ||||
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote: 0 for all Reporting Persons | |||
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(ii) |
Shared power to vote or to direct the vote: | |||
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A-N Credit: |
702,626 |
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A-N Credit Management: |
702,626 |
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Credit Strategies: |
195,174 |
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ST Management: |
195,174 |
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ST Operating: |
195,174 |
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ST Capital: |
195,174 |
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ST Management Holdings: |
195,174 |
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Capital Management: |
897,800 |
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Capital Management GP: |
897,800 |
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Management Holdings: |
897,800 |
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Management Holdings GP: |
897,800 |
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(iii) |
Sole power to dispose or to direct the disposition of: 0 for all Reporting Persons | |||
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(iv) |
Shared power to dispose or to direct the disposition of: | |||
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A-N Credit: |
702,626 |
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A-N Credit Management: |
702,626 |
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Credit Strategies: |
195,174 |
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ST Management: |
195,174 |
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ST Operating: |
195,174 |
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ST Capital: |
195,174 |
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ST Management Holdings: |
195,174 |
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Capital Management: |
897,800 |
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Capital Management GP: |
897,800 |
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Management Holdings: |
897,800 |
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Management Holdings GP: |
897,800 |
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Item 5. |
Ownership of Five Percent or Less of a Class. | |||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x | ||||||
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. | |||||
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Not applicable. | |||||
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | |||||
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Not applicable. | |||||
Item 8. |
Identification and Classification of Members of the Group. |
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Not applicable. |
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Item 9. |
Notice of Dissolution of Group. |
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Not applicable. |
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Item 10. |
Certification. |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
[The remainder of this page intentionally left blank.]
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8, 2019
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APOLLO A-N CREDIT FUND (DELAWARE), L.P. | |||
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By: |
Apollo A-N Credit Advisors (APO FC Delaware), L.P. | ||
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its general partner | ||
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By: |
Apollo A-N Credit Advisors (APO FC-GP), LLC | |
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its general partner | |
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By: |
/s/ Joseph D. Glatt |
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Name: |
Joseph D. Glatt |
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Title: |
Vice President |
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APOLLO A-N CREDIT MANAGEMENT, LLC | |||
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By: |
/s/ Joseph D. Glatt | ||
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Name: |
Joseph D. Glatt | ||
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Title: |
Vice President | ||
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APOLLO CREDIT STRATEGIES MASTER FUND LTD. | |||
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By: |
Apollo ST Fund Management LLC | ||
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By: |
/s/ Joseph D. Glatt | |
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Name: |
Joseph D. Glatt | |
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Title: |
Vice President | |
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APOLLO ST FUND MANAGEMENT LLC | |||
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By: |
/s/ Joseph D. Glatt | ||
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Name: |
Joseph D. Glatt | ||
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Title: |
Vice President |
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APOLLO ST OPERATING LP | ||
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By: |
Apollo ST Capital LLC | |
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its general partner | |
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By: |
/s/ Joseph D. Glatt |
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Name: |
Joseph D. Glatt |
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Title: |
Vice President |
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APOLLO ST CAPITAL LLC | ||
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By: |
/s/ Joseph D. Glatt | |
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Name: |
Joseph D. Glatt | |
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Title: |
Vice President | |
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ST MANAGEMENT HOLDINGS, LLC | ||
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By: |
/s/ Joseph D. Glatt | |
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Name: |
Joseph D. Glatt | |
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Title: |
Vice President | |
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APOLLO CAPITAL MANAGEMENT, L.P. | ||
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By: |
Apollo Capital Management GP, LLC | |
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its general partner | |
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By: |
/s/ Joseph D. Glatt |
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Name: |
Joseph D. Glatt |
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Title: |
Vice President |
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APOLLO CAPITAL MANAGEMENT GP, LLC | ||
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By: |
/s/ Joseph D. Glatt | |
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Name: |
Joseph D. Glatt | |
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Title: |
Vice President | |
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APOLLO MANAGEMENT HOLDINGS, L.P. | ||
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By: |
Apollo Management Holdings GP, LLC | |
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its general partner | |
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By: |
/s/ Joseph D. Glatt |
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Name: |
Joseph D. Glatt |
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Title: |
Vice President |